Founded As: Greene and Collins in 1923
Principals: Leslie Rosenthal, J. Robert Collins
Executive Management:
Scott Gordon – Chairman and Chief Executive Officer
Maureen C. Downs – President
Richard J. Horgan – Executive Vice President and Chief Financial Officer
George Recchia – Executive Vice President and Chief Operating Officer
S. Brian Adams – Executive Vice President and Chief Information Officer
Gerald L. Fishman – Executive Vice President and General Counsel
Branches: 15+
Correspondent Brokers: 115+
Annual volume: 88.5 million contracts
Number of Accounts: 20,000+
Customer Funds: $900+ million
Affiliates:
Rosenthal Global Securities, LLC
Rosenthal Collins Foreign Exchange Ltd.
Regulators:
Rosenthal Collins Group, LLC
- Chicago Mercantile Exchange (CME)
- National Futures Association (NFA)
- U.S. Commodity Futures Trading Commission (CFTC)
Rosenthal Global Securities, LLC
- National Association of Securities Dealers (NASD)
- Financial Industry Regulatory Authority (FINRA)
- U.S. Securities and Exchange Commission (SEC)
Rosenthal Collins Foreign Exchange Ltd.
- U.K. Financial Services Authority (FSA)
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